Gabriel N. Gulotta

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-18

TX RA
APPROVED

Since 2021-08-18

Branch Locations

6306 Broadway, Galveston, TX 77551 • United States

3545 Gulf Freeway, Dickinson, TX 77539 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bbva Compass Insurance Agency, Inc.	Austin	TX	08/2009	08/2021
Bbva Securities Inc.	Galveston	TX	05/2013	08/2021
Bbva Wealth Solutions Inc.	Galveston	TX	12/2013	08/2021
Compass Bank	Birmingham	AL	08/2009	08/2021
International Longshoremans Association	Galveston	TX	09/2008	09/2018
Pnc Investments	Dickinson	TX	08/2021	Present

08/2009 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
05/2013 → 08/2021

Bbva Securities Inc.

Galveston, TX
12/2013 → 08/2021

Bbva Wealth Solutions Inc.

Galveston, TX
08/2009 → 08/2021

Compass Bank

Birmingham, AL
09/2008 → 09/2018

International Longshoremans Association

Galveston, TX
08/2021 → Present

Pnc Investments

Dickinson, TX

Previous Registrations

2013-12-05 → 2021-08-17

Pnc Managed Account Solutions, Inc.

Galveston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-04
S63	Uniform Securities Agent State Law Examination	2004-12-08

S65 Uniform Investment Adviser Law Examination

2013-12-04
S63 Uniform Securities Agent State Law Examination

2004-12-08

Other Names

Gabriel Nicholas Gulotta
Gabe Gulotta

View on SEC IAPD