James A. Matthews

Current Employers

Employment History

• 06/2021 → 02/2022
  Morgan Stanley
  Temple Terrace, FL
• 01/2020 → 04/2020
  Harper & Pearson
  Houston, TX
• 07/2016 → 09/2017
  Ups
  Texas City, TX
• 06/2015 → Present
  Matthews, Inc
  Texas City, TX
• 10/2022 → 02/2024
  J.P. Morgan Securities Llc
  Houston, TX
• 10/2022 → 02/2024
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 04/2021 → 07/2021
  Morgan Stanley
  Temple Terrace, FL
• 03/2024 → 11/2025
  Cetera Advisors
  St Cloud, MN
• 03/2024 → 11/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT

Previous Registrations

• 2024-03-22 → 2025-11-21
  Cetera Investment Advisers Llc
  Webster, TX
• 2024-03-14 → 2024-03-22
  Cetera Advisors Llc
  Webster, TX
• 2022-11-01 → 2024-03-02
  J.P. Morgan Securities Llc
  Houston, TX
• 2021-09-20 → 2022-02-17
  Morgan Stanley
  Tampa, FL
  Temple Terrace, FL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/2022, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND FIXED ANNUITIES; 2. NAME OF OTHER BUSINESS: MATTHEWS, INC, INVESTMENT RELATED: NO, ADDRESS: 531 TEXAS AVE, TEXAS CITY, TX 77590, NATURE OF BUSINESS: AUTOMOTIVE, START DATE: 06/2015, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS DEVELOPMENT ASSISTANCE;

Exams

• S66 Uniform Combined State Law Examination
  2021-09-17

Other Names

• James Arthur Matthews
• James Arthur Matthews