Andrew Ian Mason

Current Employers

Employment History

• 07/2010 → Present
  Noblechem Resources, Inc.
  Laporte, IN
• 07/2007 → Present
  Aim Financial Freedom, Inc.
  Michigan City, IN
• 04/2006 → Present
  Independent Insurance Agent
  Michigan City, IN
• 12/2019 → Present
  Stonex Advisors Inc
  Michigan City, IN
• 12/2019 → Present
  Stonex Securities Inc
  Michigan City, IN

Previous Registrations

• 2009-09-29 → 2019-12-23
  Quest Capital Strategies, Inc.
  Michigan City, IN
  Laguna Hills, CA
  Laguna Hills, CA
  Long Beach, IN
  Austin, TX
  Michigan City, IN
  Laporte, IN
  Michigan City, IN
  Lake Forest, CA
• 2007-07-13 → 2009-09-04
  National Planning Corporation
  Munster, IN
  Chesterton, IN
• 2006-02-01 → 2007-07-12
  A. G. Edwards & Sons, Inc.
  Merrillville, IN

Other Businesses

1) NOBLECHEM RESOURCES, INC. - NON INVESTMENT RELATED. 109 JACKPINE DRIVE, MICHIGAN CITY, IN 46360. NATURE OF BUSINESS: CHEMICAL WHOLESALE AND DISTRIBUTION. 24% OWNER, PRESIDENT. STARTED JULY 2010. 20 HRS/MO, 5 HRS/MO DURING TRADING HOURS. DUTIES: PRESIDENT AND CHEMICAL SALES. 2) AIM FINANCIAL FREEDOM, INC. - INVESTMENT RELATED. 109 JACKPINE DRIVE, MICHIGAN CITY, IN 46360. NATURE OF BUSINESS: Securities, Investment Advisory, Insurance, Financial Advisor, Insurance Agent. 100% OWNER, POSITION: PRESIDENT. STARTED 7/7/2007. 140 HRS/MO, 125 HRS/MO DURING TRADING HOURS. DUTIES: Owner/Presdient, Securities Registered Representative, Financial Advisory, Insurance, Financial Advisor, Insurance Agent. 3) ANDREW I MASON - LIFE & HEALTH INSURANCE - NON INVESTMENT RELATED.109 JACKPINE DRIVE, MICHIGAN CITY, IN 46360. NATURE OF BUSINESS: LIFE & HEALTH INSURANCE. 100% OWNER. STARTED 04/01/2006. 1-2 HRS/MO AND 0 HRS/MO DURING TRADING HOURS. DUTIES: LIFE & HEALTH INSURANCE SALES. 4) Beachside Gardens & Gifts - 3725 US-12, Michigan City, IN, 46360 Nature of Business: Garden and Landscape Center Investment Related: No Business Position: Garden Center Associate Business Duties: Help customers with landscaping materials, watering garden center greenhouses, general garden center labor Business Start Date: 06/25/2023 Approximately 25 hours spent on this OBA monthly, with zero during market hours. 5) Marquette Catholic High School - 306 W. 10th Street, Michigan City, IN 46360 Nature of Business: Boys High School Golf Coach, Grades 9-12 Investment Related: No Business Position: Boys Golf Coach Business Duties: Coaching High School Boys Golf Business Start Date: 04/02/2024 Approximately 60 hours spent on this OBA monthly, zero during market hours. 6) D-Jam Enterprises, LLC; NOT investment related; Michigan City, IN; Book on personal finance title Taking Your Financial Pulse; Sole member of LLC, Author of book; 11/2024; 2 hrs/month during non-trading hours

Exams

• S66 Uniform Combined State Law Examination
  2006-01-31