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1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-11-19 |
Branch Locations
5205 N Ironwood Rd Suite 102, Glendale, WI 53217 • United States
1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Solutions Llc | Milwaukee | WI | 09/2006 | Present |
| New England Financial | Waukesha | WI | 04/2002 | Present |
| 1St Tech Staffing | Minneapolis | MN | 03/2002 | Present |
| Tucker Asset Management Llc | Littleton | CO | 08/2021 | Present |
1.) D.B.A INDEPENDENT SOLUTIONS MILWAUKEE, WI(NOT A REGISTERED CORPORATION) OWNER -OPERATOR SALES OF INSURANCE AND OTHER NON-SECURITIES RELATED PRODUCTS 4/2001-PRESENT 2.) 1ST TECH STAFFING (NON-SECURITIES RELATED) ENGINEERING CONTRACTOR ON AN AS NEEDED BASIS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-18 |
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