Joyce An Thomas

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Independent Financial Group
  San Gabriel, CA

Previous Registrations

• 2011-11-29 → 2015-10-19
  Voya Financial Advisors, Inc.
  Rowland Heights, CA
  City Of Industry, CA
  Industry, CA
  Windsor, CT
  Windsor, CT
  San Gabriel, CA
  Windsor, CT
  Irvine, CA
  Clackamas, OR

Other Businesses

(1) JTW FINANCIAL SERVICES, INC. POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2005 ADDRESS: 142 N San Gabriel Blvd, #b, San Gabriel CA 91775, United States DESCRIPTION: 100% OWNER OF DBA JTW FINANCIAL SERVICES,USED FOR MARKETING PURPOSES (2) RENTAL PROPERTY POSITION: Rental property owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 3809 CLARKSON ST, RIVERSIDE CA 92501, United States DESCRIPTION: 100% OWNER OF A RENTAL PROPERTY IN RIVERSIDE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-21
• S63 Uniform Securities Agent State Law Examination
  1996-05-10

Other Names

• Cho Ching An
• Cho Ching An