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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-08-30
TX RA APPROVED 2019-08-30
  • MI RA
    APPROVED
    Since 2019-08-30
  • TX RA
    APPROVED
    Since 2019-08-30

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

280 N Old Woodward Avenue Suites 20, 24, 27, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 01/2009 08/2019
Raymond James And Associates, Inc. Birmingham MI 08/2018 Present
  • 01/2009 → 08/2019
    Birmingham, MI
  • 08/2018 → Present
    Raymond James And Associates, Inc.
    Birmingham, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-30
S63 Uniform Securities Agent State Law Examination 1998-12-09
  • S65 Uniform Investment Adviser Law Examination
    1998-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-12-09
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Birmingham, MI

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