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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-09
OH RA APPROVED 2014-04-23
  • TX RA
    APPROVED_RES
    Since 2017-01-09
  • OH RA
    APPROVED
    Since 2014-04-23

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Cincinnati OH 04/2014 Present
Previous Registrations
Other Businesses

1) THE CYBER BEAR GROUP; 1445 Ross Ave, Ste 2400, Dallas, TX 75202; Cyber Security-breach response platform. Education platform for customers of companies that experience a cyber breach. The company owns a platform that is used to deliver this content to breached customers and provide analytics back to the breached company; Advisor or advisory group member if advice given may influence an officer/board; Advise on corporate strategy, platform design and implementation, marketing, sales strategy; 6/1/2018; Business hours per month: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-30
  • S66 Uniform Combined State Law Examination
    2008-10-30
Other Names
  • Patrick M Slode

View on SEC IAPD

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