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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-31 |
| WA | RA | APPROVED | 2025-07-31 |
Branch Locations
6625 Wagner Way, Suite 250, Gig Harbor, WA 98335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 01/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Tacoma | WA | 03/2020 | 07/2025 |
| Lpl Financial Llc | Gig Harbor | WA | 07/2025 | Present |
1. 07/2025 - Narrows Financial Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 07/31/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-01 |
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