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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-25
GA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2026-08-25
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Alpharetta GA 02/2013 Present
Previous Registrations
  • 2008-05-30 → 2013-02-13
    Morgan Keegan & Company, Llc
    Alpharetta, GA
  • 2003-06-24 → 2008-06-04
    Ameriprise Advisor Services, Inc.
    Duluth, GA
    Duluth, GA
  • 2003-04-23 → 2003-06-25
    Tucker, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-22
S63 Uniform Securities Agent State Law Examination 1996-03-07
  • S65 Uniform Investment Adviser Law Examination
    2001-02-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-07

View on SEC IAPD

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