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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-05 |
Branch Locations
6001-2 W. William Cannon Dr Ste 100, Austin, TX 78749 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton Distributors Inc | San Mateo | CA | 03/2004 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 11/2018 | 05/2019 |
| Unemployed | Austin | TX | 09/2017 | 11/2018 |
| Bank Of America, N.A. | Austin | TX | 12/2018 | 05/2019 |
| Brighton Jones | Austin | TX | 06/2019 | 09/2020 |
| Pfg Advisors, Llc | Austin | TX | 04/2021 | Present |
| Unemployed | Austin | TX | 10/2020 | 03/2021 |
| Securities America, Inc. | Austin | TX | 04/2021 | 06/2024 |
| Unemployed | Austin | TX | 09/2019 | 04/2021 |
| Osaic Wealth, Inc. | Austin | TX | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Robert John Thompson | Austin | TX | 04/2021 | Present |
1.) TRUWEST WEALTH MANAGEMENT - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - AUSTIN, TX - SINCE 04/2021 - INVESTMENT RELATED 2.) ROBERT JOHN THOMPSON - INSURANCE AGENT - NON-VARIABLE INSURANCE - AUSTIN, TX - SINCE 04/2021 - INVESTMENT RELATED 3.) PFG ADVISORS, LLC - FINANCIAL ADVISOR - REGISTERED INVESTMENT ADVISOR - AUSTIN, TX - SINCE 04/2021 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-02 |
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