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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1996-03-05
  • TX RA
    APPROVED
    Since 1996-03-05

Branch Locations

320 S Broadway Ave Ste 400, Tyler, TX 75702 • United States

5000 Quorum Dr Ste 375, Dallas, TX 75254 • United States

Tyler, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dallas TX 09/2005 03/2020
Ameriprise Financial Services, Llc Dallas TX 03/2020 Present
Other Businesses

Independent Insurance Brokering; Allianz; 07/22/2010; / American National; 03/20/2017; / Athene; 05/01/2017; / Global Atlantic/Forethought; 03/20/2017; / Great American; 03/20/2017; / Jackson National Life Insurance; 07/11/2012; / John Hancock; 07/01/2012; / Life Insurance of the Southwest; 05/11/2017; / Lincoln; 03/08/2011; / UNUM; 01/01/2009; . Business Ownership; Vass Design Associates, Inc; ; Interior design; 320 S. Broadway, Ste 500Tyler, TX 75702, ,; ; 01/01/1997; 0 hours per month; / Metro Asset Management, LLC; ; Commercial real estate; 320 S. Broadway, Ste 300Tyler, TX 75702, ,; ; 01/01/2007; 1 to 9 hours per month; / Vasso & Company, LLC; ; Operation & Employee leasing; 320 S. Broadway, Ste 300Tyler, TX 75702, ,; ; 01/01/2008; 1 to 9 hours per month; / V-Point, LLC; ; Primarily Investment Real Estate; 302 W DobbsTyler, TX 75701, ,; Investment-Related; 07/18/2014; 1 to 9 hours per month; 0 during trading hours / OFB Group, LLC; owner; Commercial real estate; 220 W Erwin St, , tyler, TX, 75702; Not Investment-Related; 11/20/2019; 1 to 9 hours per month; 0 during trading hours / Jaze Gani Investments, LLC; Manager; Private Investments; 320 S Broadway, Suite 400, , Tyler, TX, 75702; Investment-Related; 06/21/2021; 0 hours per month; 0 during trading hours. Outside Employment; Vasso Semper Paratus, LLC; Owner; Manage advisory business; 320 S Broadway, suite 350, , Tyler, TX, 75702; Investment-Related; 11/15/2015; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-04
  • S63 Uniform Securities Agent State Law Examination
    1996-03-04
Other Names
  • Neal Vasso

View on SEC IAPD

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