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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-01
  • TX RA
    APPROVED
    Since 2017-03-01

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc Greenwood Village CO 01/2013 Present
  • 01/2013 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Other Businesses

NOT INVESTMENT RELATED: H. WAYNE SMITH WRITING & COMMUNICATIONS. ASST. FREELANCE WRITING. PROOFREAD, FACT CHECK CONTENT OF ARTICLES.NIGHTS/WEEKENDS 3-4 HOURS A WEEK. NOT INVESTMENT RELATED: TPI STAFFING.STARTED 11-2012. 21840 NORTHWEST FREEWAY, CYPRESS TX 77429. TEMPORARY STAFFING AS NEEDED.8 HOURS OR 16 HOURS A WEEK ON NON GREAT WEST WORK DAYS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-01
S63 Uniform Securities Agent State Law Examination 2013-01-28
  • S65 Uniform Investment Adviser Law Examination
    2017-03-01
  • S63 Uniform Securities Agent State Law Examination
    2013-01-28
Other Names
  • Elice Smith

View on SEC IAPD

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