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Laurie Jo Silva

Northern Capital Retirement Services, Inc.

Spokane, WA

Northern Capital Management, Inc.

Spokane, WA

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Current Employers
Northern Capital Retirement Services, Inc.

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2019-07-02
WA RA APPROVED 2019-05-14
  • ID RA
    APPROVED
    Since 2019-07-02
  • WA RA
    APPROVED
    Since 2019-05-14

Branch Locations

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223 • United States

Northern Capital Management, Inc.

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2019-06-24
WA RA APPROVED 2019-05-14
  • ID RA
    APPROVED
    Since 2019-06-24
  • WA RA
    APPROVED
    Since 2019-05-14

Branch Locations

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Capital Management, Inc Spokane WA 04/2019 Present
Northern Capital Retirement Services, Inc Spokane WA 04/2019 Present
Red Lion Hotels Spokane WA 04/2017 03/2018
Mercer Spokane WA 03/1999 11/2016
None Spokane WA 04/2018 03/2019
None Spokane WA 12/2016 03/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-14
  • S65 Uniform Investment Adviser Law Examination
    2019-05-14
Other Names
  • Laurie Jo Silva
  • Laurie Jo Albin

View on SEC IAPD

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