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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-06
CO RA APPROVED 2023-07-20
TX RA APPROVED 2023-07-20
  • FL RA
    APPROVED
    Since 2023-10-06
  • CO RA
    APPROVED
    Since 2023-07-20
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

640 Taylor St Suite 1000, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 06/1998 08/2021
Bbva Wealth Solutions Inc. Flower Mound TX 10/2010 08/2021
Bbva Securities Inc. Flower Mound TX 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 04/2006 08/2021
Pnc Investments Grapevine TX 08/2021 07/2023
Frost Brokerage Services, Inc. Fort Worth TX 07/2023 Present
  • 06/1998 → 08/2021
    Compass Bank
    Birmingham, AL
  • 10/2010 → 08/2021
    Bbva Wealth Solutions Inc.
    Flower Mound, TX
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Flower Mound, TX
  • 04/2006 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → 07/2023
    Pnc Investments
    Grapevine, TX
  • 07/2023 → Present
    Frost Brokerage Services, Inc.
    Fort Worth, TX
Previous Registrations
  • 2021-08-18 → 2023-07-18
    Carrollton, TX
    Carrollton, TX
    Frisco, TX
    Grapevine, TX
    Farmers Branch, TX
    Lewisville, TX
    Carrollton, TX
    Lewisville, TX
    Flower Mound, TX
    Flower Mound, TX
  • 2010-10-15 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Flower Mound, TX
  • 2010-04-01 → 2010-10-15
    St Johns Wealth Management
    Austin, TX
  • 2002-06-12 → 2010-03-10
    Bbva Compass Investment Solutions, Inc
    Austin, TX
    Round Rock, TX
    Round Rock, TX
    Lakeway, TX
    Austin, TX
    Round Rock, TX
    Austin, TX
    Bee Cave, TX
    Flower Mound, TX
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-20
S63 Uniform Securities Agent State Law Examination 1996-03-13
  • S65 Uniform Investment Adviser Law Examination
    1996-03-20
  • S63 Uniform Securities Agent State Law Examination
    1996-03-13
Other Names
  • Justin E Davis

View on SEC IAPD

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