Thomas Lee Doggett

Current Employers

Employment History

• 01/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Sugar Land, TX

Previous Registrations

• 2010-05-27 → 2014-02-03
  Edward Jones
  Katy, TX
  Katy, TX
  Katy, TX
  St Louis, MO
• 2005-06-09 → 2007-03-07
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

Business Ownership; T. L. Doggett, Jr., Holdings LLC; Fulfilling the obligation of payroll and expense items.; Strictly a holding entity for my practices; 1119 Dominion Dr., , Katy, TX, 77450; Not Investment-Related; 03/09/2023; 60 hours per month; 60 during trading hours. Outside Employment; T. L. Doggett, Jr., Holdings LLC; Owner; ; 1119 Dominion Dr, , Katy, TX, 77450; Investment-Related; 03/09/2023; 60 hours per month; 60 during trading hours / Doggett Investments, LTD; Limited Partner; Family Limited Partnership-For the benefit of the limited partners.; 405 New Forest Ln., , Spring , TX, 77382; Not Investment-Related; 01/02/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Captain of Mason Creek-3.5 Tennis Team; Organize team practices, set match lineups, collect a one-time fee of all non-resident/non-key holder players of $35.00; 20201 Kingsland Blvd., , Katy, TX, 77450; Not Investment-Related; 01/27/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2010-05-22
• S65 Uniform Investment Adviser Law Examination
  1999-09-01
• S63 Uniform Securities Agent State Law Examination
  1996-09-23

Other Names

• Thomas Lee Doggett