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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-26 |
| CA | RA | APPROVED | 2009-01-08 |
Branch Locations
2701 Park Marina Drive 2Nd Floor, Redding, CA 96001 • United States
11345 Mathews Pob 706, Fort Jones, CA 96032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Redding | CA | 01/2009 | Present |
1. Rental Property; 712 Remor Lane, Mount Shasta, CA 96067; rental property; owner; not much of any. My wife handles most all duties; 4/4/2017; 4.0 hrs/month; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-22 |
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