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917 S Monroe St, Spokane, WA 99204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Spokane | WA | 07/2006 | 11/2024 |
| 917 Advisory Services Llc | Spokane | WA | 05/2024 | Present |
| Lpl Financial Llc | Spokane | WA | 07/2006 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-12 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-12 |
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