Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-03-15 |
| NC | RA | APPROVED | 2022-02-11 |
| TX | RA | APPROVED | 2022-02-11 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
4064 Colony Road Suite 460, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2010 | 05/2018 |
| Bank Of America, Na | Charlotte | NC | 10/2010 | 05/2018 |
| Wells Fargo Clearing Services | Charlotte | NC | 05/2018 | 02/2022 |
| Wells Fargo Bank | Charlotte | NC | 05/2018 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Charlotte | NC | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | Present |
*628865- BaHoNC LLC; Investment related: Yes; Hickory, North Carolina; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 0; no responsibility
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-11 |
Reach out to this advisor