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Robert Mitsuo Williams

LPl Financial LLC

Hilo, HI

CRD 2709451

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2005-09-16
  • HI RA
    APPROVED
    Since 2005-09-16

Branch Locations

80 Pauahi St Ste 103, Hilo, HI 96720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hilo HI 09/2005 Present
Previous Registrations
Other Businesses

(1) 11/03/2014 - ARA WEALTH MANAGEMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - HILO, HI

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-17
  • S63 Uniform Securities Agent State Law Examination
    1996-04-17

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
PEAK PLANNING GROUP, LLC
EDWARD JONES

Nearby Investors

BARRY KAU YANG MARK
JILL MARIE MARK
MICHAEL FUK HUNG CHANG

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HILO, HI
LPL FINANCIAL LLC · HILO, HI
PEAK PLANNING GROUP, LLC · Hilo, HI

More in Hilo, HI

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