Brian Patrick Rudloff

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 09/2018
  Investment Professionals, Inc.
  Highland Village, TX
• 06/2018 → 03/2020
  Ameriprise Financial Services, Inc
  Southlake, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Lewisville, TX

Previous Registrations

• 2008-03-17 → 2018-09-25
  Investment Professionals, Inc.
  Rockwall, TX
  Ft. Worth, TX
  San Antonio, TX
  Frisco, TX
  Fort Worth, TX
  Southlake, TX

Other Businesses

Real Estate Ownership; Commercial; Unit 306MacArthur StreetLewisville, TX 75067, ,; Not Investment-Related; 08/15/2019. Business Ownership; Rudloff Properties LLC; LLC created to buy office property for our Ameriprise business to office out of. Building mentioned in Real Estate Ownership section of the OBA disclosure. I am the owner of this LLC that I will buy the building through. My role is owner of the building, so I will be managing expenses of property.; Real estate ownership is business type.; address for LLC is my personal address1208 Conroe Dr.Allen, TX 7, 5013,; Not Investment-Related; 08/15/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-13
• S63 Uniform Securities Agent State Law Examination
  2006-02-06

Other Names

• Brian Rudloff