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Gloria Jarreau Hoggatt

Morgan Stanley

Baton Rouge, LA

CRD 2709222

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-31
LA RA APPROVED 2022-03-11
  • TX RA
    APPROVED
    Since 2022-05-31
  • LA RA
    APPROVED
    Since 2022-03-11

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 04/2016 09/2017
Edward Jones St. Louis MO 12/2017 02/2022
Morgan Stanley Smith Barney Llc Baton Rouge LA 02/2022 Present
  • 04/2016 → 09/2017
    Lpl Financial Llc
    Baton Rouge, LA
  • 12/2017 → 02/2022
    Edward Jones
    St. Louis, MO
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-01-27
Other Names
  • Gloria Hoggatt
  • Gloria Lea Jarreau

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA

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