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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-31 |
| LA | RA | APPROVED | 2022-03-11 |
Branch Locations
400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baton Rouge | LA | 04/2016 | 09/2017 |
| Edward Jones | St. Louis | MO | 12/2017 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Baton Rouge | LA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-27 |
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