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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-02-26
  • GA RA
    APPROVED
    Since 2003-02-26

Branch Locations

3655 Brookside Pkwy Ste 240 - Brookside Ii, Alpharetta, GA 30022-1429 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Peachtree Corners GA 09/2005 03/2020
Ameriprise Financial Services, Llc Peachtree Corners GA 03/2020 Present
Other Businesses

Outside Employment; Last Defense Goalkeeping Academy; Goalkeeping Coach - Train Academy and Select kids at NASA Tophat Soccer Club; ; 2644 Laurel Lane, , Kennesaw, GA, 30152; Not Investment-Related; 09/06/2022; 10 to 19 hours per month; 0 during trading hours / Centennial Knights Athletics; Please see above description. Soccer coach.; Employed as a soccer coach for Centennial High School during the Spring only. This is part of Fulton County Schools.; 9310 Scott Road, , Roswell, GA, 30076; Not Investment-Related; 02/02/2024; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-24
  • S66 Uniform Combined State Law Examination
    2003-02-24

View on SEC IAPD

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