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Robert M Hammond

Schwab Wealth Advisory, Inc.

Indianapolis, IN

CRD 2708321

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-07-11
IN RA APPROVED 2016-07-11
  • CA RA
    APPROVED
    Since 2016-07-11
  • IN RA
    APPROVED
    Since 2016-07-11

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 06/2016 Present
Schwab Wealth Advisory, Inc. Indianapolis IN 06/2016 Present
Previous Registrations
  • 2011-03-22 → 2016-06-22
    Usaa Financial Planning Services
    Philadelphia, PA
    Woodstown, NJ
  • 2005-05-31 → 2011-02-24
    Osaic Fa, Inc.
    Cherry Hill, NJ
    Cherry Hill, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-02
S63 Uniform Securities Agent State Law Examination 1996-02-15
  • S65 Uniform Investment Adviser Law Examination
    1998-10-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-15
Designations
  • Certified Financial Planner
Other Names
  • Robert Mac Hammond
  • Robert Mac Iii Hammond
  • Robert M Hammond

View on SEC IAPD

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Nearby Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN

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