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1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-04 |
| TX | RA | APPROVED_RES | 2022-01-04 |
Branch Locations
1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2015 | Present |
| Mosaic Family Wealth, Llc | St Louis | MO | 02/2015 | 12/2021 |
1. Mr. Highmark is dually-registered with Mosaic Family Wealth, LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Highmark has served as a President and Principal for Mosaic Family Wealth, LLC and as a registered representative with PKS since 02/2015. Business is conducted from 1401 South Brentwood Boulevard, Suite 630, St. Louis, MO 63144, USA. Approximately 90% of Mr. Highmark's time is for oversight of strategy and direction of firm business development and Client engagement and the balance as a registered representative. 2. HSM WEALTH PARTNERS LLC; PERSONAL INVESTMENT IN START UP FIRM; PASSIVE INVESTOR; NO TIME SPENT DURING AND AFTER BUSINESS; 11/2013 3. BALLYS SPORTS MIDWEST; SPORTS BROADCASTING; COLOR ANALYST ON COLLEGE BASKETBALL GAMES; AFTER BUSINESS HOURS 2.00; I SERVE AS THE COLOR ANALYST FOR ST. LOUIS UNIVERSITY MENS BASKETBALL GAMES ON TV FOR FOX SPORTS MIDWEST. 4. ST LOUIS SPORTS COMMISSION. NOT INVESTMENT RELATED. ATTRACTING NATIONAL LEVEL AMATEUR SPORTING EVENTS. BOARD OF DIRECTORS. START 1/2010. 1 HOUR PER MONTH, 0 DURING TRADING. GENERAL OVERSIGHT OF THE MISSION OF THE ORGANIZATION 5. Insurance Agent. Investment Related. 1401 S Brentwood Blvd, Suite 600, St Louis MO 63144. Insurance and Annuities. Insurance Agent and Registered Rep. Start 2/2015. 2 hours per month during trading. Review clients' current insurance and annuity policies as part of their total investment portfolio.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-12 |
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