Duncan Scott Highmark

Employer firm

Mosaic Wealth CRD 317377

$2.04B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2015 → 12/2021
  Mosaic Family Wealth, Llc
  St Louis, MO

Previous Registrations

• 2015-02-20 → 2022-01-03
  Mosaic Family Wealth, Llc
  St. Louis, MO
• 2009-06-01 → 2015-03-05
  Morgan Stanley
  Chesterfield, MO
• 2006-04-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Chesterfield, MO
  St. Louis, MO
• 2006-02-14 → 2006-04-26
  A. G. Edwards & Sons, Inc.
  Saint Louis, MO

Other Businesses

1. Mr. Highmark is dually-registered with Mosaic Family Wealth, LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Highmark has served as a President and Principal for Mosaic Family Wealth, LLC and as a registered representative with PKS since 02/2015. Business is conducted from 1401 South Brentwood Boulevard, Suite 630, St. Louis, MO 63144, USA. Approximately 90% of Mr. Highmark's time is for oversight of strategy and direction of firm business development and Client engagement and the balance as a registered representative. 2. HSM WEALTH PARTNERS LLC; PERSONAL INVESTMENT IN START UP FIRM; PASSIVE INVESTOR; NO TIME SPENT DURING AND AFTER BUSINESS; 11/2013 3. BALLYS SPORTS MIDWEST; SPORTS BROADCASTING; COLOR ANALYST ON COLLEGE BASKETBALL GAMES; AFTER BUSINESS HOURS 2.00; I SERVE AS THE COLOR ANALYST FOR ST. LOUIS UNIVERSITY MENS BASKETBALL GAMES ON TV FOR FOX SPORTS MIDWEST. 4. ST LOUIS SPORTS COMMISSION. NOT INVESTMENT RELATED. ATTRACTING NATIONAL LEVEL AMATEUR SPORTING EVENTS. BOARD OF DIRECTORS. START 1/2010. 1 HOUR PER MONTH, 0 DURING TRADING. GENERAL OVERSIGHT OF THE MISSION OF THE ORGANIZATION 5. Insurance Agent. Investment Related. 1401 S Brentwood Blvd, Suite 600, St Louis MO 63144. Insurance and Annuities. Insurance Agent and Registered Rep. Start 2/2015. 2 hours per month during trading. Review clients' current insurance and annuity policies as part of their total investment portfolio.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-13
• S63 Uniform Securities Agent State Law Examination
  1996-02-12

Designations

• Certified Financial Planner

Other Names

• Scott Highmark