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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-16 |
| WA | RA | APPROVED | 2011-06-27 |
Branch Locations
One Fifth Street Suite 300, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Wenatchee | WA | 09/2009 | Present |
1. STATE OF WASHINGTON DEPT. OF LICENSING; NOTARY PUBLIC; NOTORIZING DOCUMENTS; 1 HOUR PER QUARTER; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED 2. Rental Property; 4690 Crown Ln, Malaga, WA 98828; renting out a studio apartment in my basement; Manage rental property; 01/24/2024; 1 Hour per Month; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-25 |
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