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Rohi B Batra

Edelman Financial Engines

Cherry Hill, NJ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-15
NJ RA APPROVED 2018-10-16
  • TX RA
    APPROVED
    Since 2019-07-15
  • NJ RA
    APPROVED
    Since 2018-10-16

Branch Locations

457 Haddonfield Road Suite 310, Cherry Hill, NJ 08002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services, Llc Fairfax VA 11/2015 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 02/2025
Edelman Financial Engines Santa Clara CA 02/2025 Present
  • 11/2015 → 11/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 02/2025
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 02/2025 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2015-11-09 → 2018-11-01
    Edelman Financial Services, Llc
    West Conshohocken, PA
    Fairfax, VA
    Cherry Hill, NJ
    West Conshohocken, PA
    Cherry Hill, NJ
  • 2010-03-17 → 2015-08-03
    Cliftonlarsonallen Wealth Advisors, Llc
    Minneapolis, MN
    Blue Bell, PA
    Plymouth Meeting, PA
  • 2007-06-26 → 2008-11-18
    Rb Financial Planning, Llc
    Mullica Hill, NJ
  • 2000-10-25 → 2007-05-09
    Mercer Advisors
    West Conshohocken, PA
    Bala Cynwyd, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-16
S63 Uniform Securities Agent State Law Examination 2015-10-30
  • S65 Uniform Investment Adviser Law Examination
    2015-12-16
  • S63 Uniform Securities Agent State Law Examination
    2015-10-30
Designations
Other Names
  • Rohi B Batrai
  • Rohi B Batra
  • Rohi B. Batra
  • Rohineesh B Batra

View on SEC IAPD

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HIGHTOWER ADVISORS, LLC · Cherry Hill, NJ
EAGLE STRATEGIES LLC · CHERRY HILL, NJ
TD PRIVATE CLIENT WEALTH LLC · Cherry Hill, NJ
CETERA INVESTMENT ADVISERS LLC · CHERRY HILL, NJ
CETERA INVESTMENT ADVISERS LLC · Cherry Hill, NJ
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