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Current Employers
Strategic Wealth Group

7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-12-03
  • MN RA
    APPROVED
    Since 2019-12-03

Branch Locations

7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fbl Marketing Services, Llc Chaska MN 04/2014 11/2019
Lpl Financial Llc Eden Prairie MN 10/2019 Present
Strategic Wealth Group Registered Investment Advisor, Llc Eden Prairie MN 11/2019 Present
Running Management Group Eden Prairie MN 11/2019 Present
Fbl Marketing Services, Llc Chaska MN 04/2013 11/2019
  • 04/2014 → 11/2019
    Fbl Marketing Services, Llc
    Chaska, MN
  • 10/2019 → Present
    Lpl Financial Llc
    Eden Prairie, MN
  • 11/2019 → Present
    Strategic Wealth Group Registered Investment Advisor, Llc
    Eden Prairie, MN
  • 11/2019 → Present
    Running Management Group
    Eden Prairie, MN
  • 04/2013 → 11/2019
    Fbl Marketing Services, Llc
    Chaska, MN
Other Businesses

1. 10/31/2019 - Strategic Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/11/2019 - Strategic Wealth Group RIA - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 111/1/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Strategic Wealth Group Registered Investment Advisor, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/12/2019 - Strategic Wealth Group Registered Investment Advisor, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2019 - 160 Hours Per Month During Securities Trading. 4. 09/21/2022 - Strategic Tax Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Client Relation Specialist - Start Date - 09/12/2022 - 5 Hours Per Month/5 Hours During Securities Trading 5. 12/01/2022 - Strategic Wealth Group - DBA: Running Wealth Management Group - Investment Related - Registered Investment Advisor DBA - IAR - Start Date - 11/14/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Running Wealth Management Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/15/2022 - Strategic Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/12/2022 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-21
S63 Uniform Securities Agent State Law Examination 1996-02-21
  • S66 Uniform Combined State Law Examination
    2019-11-21
  • S63 Uniform Securities Agent State Law Examination
    1996-02-21

View on SEC IAPD

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