Coley Patrick Cassidy

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-02-20
TX	RA	APPROVED_RES	2024-02-20

CO RA
APPROVED

Since 2024-02-20
TX RA
APPROVED_RES

Since 2024-02-20

Branch Locations

766 Mcskimming Road, Aspen, CO 81611 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-26
CO	RA	APPROVED	2022-04-19

TX RA
APPROVED_RES

Since 2022-07-26
CO RA
APPROVED

Since 2022-04-19

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Aspen, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank	Aspen	CO	05/2008	04/2018
Wells Fargo Advisors Llc	Aspen	CO	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Aspen	CO	11/2016	04/2018
Rockefeller Financial Llc	Aspen	CO	04/2022	Present
Tiedemann Advisors, Llc	Aspen	CO	04/2018	04/2022

05/2008 → 04/2018

Wells Fargo Bank

Aspen, CO
01/2011 → 11/2016

Wells Fargo Advisors Llc

Aspen, CO
11/2016 → 04/2018

Wells Fargo Clearing Services, Llc

Aspen, CO
04/2022 → Present

Rockefeller Financial Llc

Aspen, CO
04/2018 → 04/2022

Tiedemann Advisors, Llc

Aspen, CO

Previous Registrations

2011-01-03 → 2018-04-24

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Aspen, CO

Aspen, CO

Charlotte, NC

Minneapolis, MN
2008-06-23 → 2011-01-03

Wells Fargo Investments, Llc

Aspen, CO

Other Businesses

Hyperscale Partners LLC; Investment related; 1501 MoPac Expwy, Ste. 220, Austin, TX 78746; Member; 06/29/2025; 0 hours a month and 0 hours during trading hours. LLC used to invest in a private company.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-04-28

S63 Uniform Securities Agent State Law Examination

2022-04-28

Designations

Chartered Financial Analyst

View on SEC IAPD