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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| CA | RA | APPROVED | 2021-11-22 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Newport Beach | CA | 02/2010 | 10/2019 |
| Mml Investors Services | Newport Beach | CA | 02/2010 | 10/2019 |
| Guardian Life Insurance Company | Irvine | CA | 10/2019 | 10/2021 |
| Park Avenue Securities | Irvine | CA | 10/2019 | 10/2021 |
| Massmutual Life Insurance Company | Newport Beach | CA | 11/2021 | Present |
| Mml Investors Services Llc | Newport Beach | CA | 11/2021 | Present |
(1) NAME: CHRISTOPHER SMITH INV REL: Y ADD: 4675 MACARTHUR COURT SUITE 1050 NEWPORT BEACH, CA 92660 NATURE: LIFE, HEALTH, DI, LTC AND FIXED ANNUITIES. POSITION: AGENT. START DATE: 11/01/2021 NO. HR/MO: 1. NO. HR/MO DURING SEC TRADING:1. DUTIES: SELLING LIFE AND HEALTH INSURANCE BASED ON CLIENT NEEDS AND DESIRES OF BOTH INDIVIDUAL LIFE/HEALTH AND GROU LIFE/HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-14 |
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