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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-29 |
Branch Locations
70 N Country Rd Ste 301, Port Jefferson, NY 11777 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Port Jefferson | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Port Jefferson | NY | 11/2016 | Present |
BASEBALL UMPIRE, NOT INV RELATED, UMPIRE, START: 4/21/14, 20 HOURS/MONTH, 0 DURING TRADING,REGULATING GAMES. WESTERN SUFFOLK BOYS BASKETBALL OFFICIALS ASSOCIATION, NOT INV RELATED, RONKONKOMA, NY, START 1/10/2018, 8 HOURS PER MONTH, ZERO DURING TRADING, BASKETBALL REFEREE. | SUFFOLK BOARD OR SOFTBALL UMPIRES; NOT INV RELATED; FARMINGVILLE, NY; UMPIRE; 03/10/2025; 32 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; OFFICIATING SOFTBALL GAMES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-25 |
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