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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-31 |
Branch Locations
808 Main St, Bastrop, TX 78602 • United States
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
3949 S Lamar Blvd, Austin, TX 78704 • United States
1145 Airport Blvd, Austin, TX 78702 • United States
5401 S Fm 1626 Ste 400, Kyle, TX 78640 • United States
14650 Ranch Rd 12, Wimberley, TX 78676 • United States
1015 Highway 80, San Marcos, TX 78666 • United States
123 N Edward Gary St, San Marcos, TX 78666 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Austin | TX | 10/2012 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-07 |
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