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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-03 |
| TX | RA | APPROVED | 2022-12-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Lubbock | TX | 05/2014 | 06/2018 |
| Bbva Wealth Solutions Inc. | Lubbock | TX | 06/2014 | 06/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 09/2014 | 06/2018 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 06/2018 | 10/2022 |
| First National Bank Of Bastrop | Bastrop | TX | 11/2022 | Present |
| Lpl Financial Llc | West Bastrop | TX | 12/2022 | Present |
1) 12/2022 - First National Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / West BastropTexas 2) 12/2022 - First National Bank - BastroPTX / Financial Institution Duty / Investment Related / 160 Hours Per Month / 100 Time Spent Percent / 40 Hours During Trading / Bastrop, TX 3) 03/15/2024 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 08/31/2023 - 4 Hours Per Month/2 Hours During Securities Trading 4) 11/20/2024 - FNB Insurance Solutions, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/15/2024 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-12 |
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