Joe Mark Abbott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 06/2018
  Bbva Securities Inc.
  Lubbock, TX
• 06/2014 → 06/2018
  Bbva Wealth Solutions Inc.
  Lubbock, TX
• 09/2014 → 06/2018
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 06/2018 → 10/2022
  Wells Fargo Clearing Services, Llc
  San Antonio, TX
• 11/2022 → Present
  First National Bank Of Bastrop
  Bastrop, TX
• 12/2022 → Present
  Lpl Financial Llc
  West Bastrop, TX

Previous Registrations

• 2018-06-05 → 2022-10-18
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Lubbock, TX
  Plainview, TX
  Big Spring, TX
  Lubbock, TX
  Lubbock, TX
  Lubbock, TX
  Midland, TX
  Lubbock, TX
  Fort Worth, TX
  Lubbock, TX
  Lubbock, TX
  Midland, TX
• 2014-06-18 → 2018-06-04
  Pnc Managed Account Solutions, Inc.
  Lubbock, TX
• 2003-03-13 → 2003-11-25
  Citicorp Investment Services
  Las Vegas, NV
• 2002-09-04 → 2003-02-27
  Morgan Stanley Dw Inc.
  Las Vegas, NV

Other Businesses

1) 12/2022 - First National Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / West BastropTexas 2) 12/2022 - First National Bank - BastroPTX / Financial Institution Duty / Investment Related / 160 Hours Per Month / 100 Time Spent Percent / 40 Hours During Trading / Bastrop, TX 3) 03/15/2024 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 08/31/2023 - 4 Hours Per Month/2 Hours During Securities Trading 4) 11/20/2024 - FNB Insurance Solutions, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/15/2024 - 10 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-06-12

Other Names

• Mark Abbott
• Joe M. Abbott