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Ana Cristina Vergel Gandia-Gordon

Morgan Stanley

Aventura, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
FL RA APPROVED 2019-09-13
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • FL RA
    APPROVED
    Since 2019-09-13

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Aventura FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Aventura FL 11/2016 09/2019
Morgan Stanley Aventura FL 09/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Aventura, FL
  • 11/2016 → 09/2019
    Wells Fargo Clearing Services, Llc
    Aventura, FL
  • 09/2019 → Present
    Morgan Stanley
    Aventura, FL
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-28
  • S63 Uniform Securities Agent State Law Examination
    1996-05-28
Other Names
  • Ana C Vergel
  • Ana Cristina Vergel
  • Ana Cristina Vergel-Gandia

View on SEC IAPD

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Other Offices

UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
KAILIX ADVISORS LLC · AVENTURA, FL
1818 PRIVATE CLIENT GROUP, LLC · AVENTURA, FL

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