Kirk Dennis Haefner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Cedar Rapids, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Cedar Rapids, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2006-11-06 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Rochester, MN
  Cedar Rapids, IA

Other Businesses

1. THE FORTUNAIRE CLUB CHARITABLE FOUNDATION, INC. POSITION: Trustee/officer NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 4840 N River Blvd, NE, Suite 100, Cedar Rapids IA 52411, United States DESCRIPTION: Vote on submissions for donations; board issues. 2. HAEFNER FINANCIAL SERVICES, LLC POSITION: owner NATURE: Sole proprietorship for business income, expenses, and tax filing INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/11/2018 ADDRESS: 4840 N. River Blvd, NE, Suite 100, Cedar Rapids IA 52411, United States DESCRIPTION: sole prop for business expenses & tax filing 3. STRELLNER FINANCIAL GROUP- SECURITIES POSITION: Registered Rep NATURE: Securities business sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 09/01/1998 ADDRESS: 4840 N. River Blvd, NE, Suite 100, Cedar Rapids IA 52411, United States DESCRIPTION: DBA for Securities sales and service on existing accounts 4. STRELLNER FINANCIAL GROUP- FIXED INSURANCE POSITION: Sales NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/1998 ADDRESS: 4840 N. River Blvd, NE, Suite 100, Cedar Rapids IA 52411, United States DESCRIPTION: Insurance sales and service, training new reps 5. AFRICA YOUTH NOW FOUNDATION POSITION: President NATURE: Non-profit corporation designed to support education, spirituality, and mentoring to youth in Africa. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2020 ADDRESS: 4300 Fawn Hill Ct SE, Cedar Rapids IA 52403, United States DESCRIPTION: Help formulate the Board, provide structure and guidance to the new organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-20
• S63 Uniform Securities Agent State Law Examination
  1997-09-16