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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-11-05 |
| WI | RA | APPROVED | 2003-10-20 |
Branch Locations
18500 W Corporate Drive Suite 100, Brookfield, WI 53045 • United States
Milwaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Milwaukee | WI | 03/2008 | 08/2023 |
| Rbc Capital Markets, Llc | Brookfield | WI | 08/2023 | Present |
SBR MANAGEMENT LLC; ADDRESS: 6915 W. CENTER ST WAUWATOSA, WI 53210; BUSINESS DESCRIPTION: APARTMENT BUILDING; NOT INVESTMENT RELATED; START DATE: 10/22/2008; CAPACITY: OWNER-ACTIVE; DUTIES: I AM THE CONTACT FOR THE LLC; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-18 |
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