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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED | 2024-03-12 |
| KY | RA | APPROVED | 2023-11-16 |
Branch Locations
740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States
Taylor Mill, KY • United States
113 N Hambden St, Chardon, OH 44024-1166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horan Securities, Inc. | Cincinnati | OH | 08/2007 | 08/2017 |
| Unemployed | Crescent Springs | KY | 09/2017 | 03/2018 |
| The Prudential Insurance Company Of America | Cincinnati | OH | 04/2018 | 04/2019 |
| Pruco Securites Llc | Cincinnati | OH | 04/2018 | 04/2019 |
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 04/2019 | 11/2023 |
| Ameriprise Financial Services, Llc | Crestview Hills | KY | 11/2023 | Present |
Outside Employment; River Hills Consulting Services LLC; Employee; Financial Advisor; 740 CENTRE VIEW BLVD FL 5, , CRESTVIEW HILLS, KY, 41017; Investment-Related; 07/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-19 |
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