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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-29
KS RA APPROVED 2015-05-28
  • TX RA
    APPROVED_RES
    Since 2015-05-29
  • KS RA
    APPROVED
    Since 2015-05-28

Branch Locations

711 W Douglas Ave, Wichita, KS 67213 • United States

1100 N. Rock Rd., Derby, KS 67037 • United States

2616 N Main, Hutchinson, KS 67502 • United States

120 W. 2Nd St., Pratt, KS 67124 • United States

501 N. Woodlawn, Wichita, KS 67208 • United States

19991 W. Kellogg, Goddard, KS 67052 • United States

4708 W 10Th St, Great Bend, KS 67530 • United States

582 S Ohio, Salina, KS 67401 • United States

212 S. Ridge Rd., Wichita, KS 67209 • United States

8200 E. 32Nd North, Wichita, KS 67226 • United States

10222 E. Harry, Wichita, KS 67207 • United States

5055 S. Broadway, Wichita, KS 67216 • United States

3934 N Woodlawn Blvd, Wichita, KS 67220 • United States

1800 Claflin Rd Ste 100, Manhattan, KS 66502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Wichita KS 05/2015 Present
Wichita Fcu Retirement And Investment Services Wichita KS 06/2015 07/2019
Credit Union Of America Wichita KS 06/2019 Present
  • 05/2015 → Present
    Wichita, KS
  • 06/2015 → 07/2019
    Wichita Fcu Retirement And Investment Services
    Wichita, KS
  • 06/2019 → Present
    Credit Union Of America
    Wichita, KS
Previous Registrations
  • 2010-05-03 → 2015-06-02
    Cuso Financial Services, L.P.
    Wichita, KS
    San Diego, CA
  • 2007-02-07 → 2010-05-06
    Maize, KS
Other Businesses

1. 6/12/2019 - CUA Retirement and Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/10/2019 - 80 Hours Per Month/50 Hours During Securities Trading. 2. 11/11/2022 - KBH iInvestments - Not Investment Related - At Reported Business Location(s) - Other-Rep's Business - Start Date: 05/09/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Would like to buy a few properties and rent them out to rentors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 1996-02-21
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    1996-02-21
Other Names
  • Brad Keith Hill

View on SEC IAPD

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