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William T. Sparks

Raymond James & Associates, Inc.

Kenosha, WI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-26
WI RA APPROVED 2016-08-12
  • TX RA
    APPROVED
    Since 2017-05-26
  • WI RA
    APPROVED
    Since 2016-08-12

Branch Locations

6905 Green Bay Road Suite 101, Kenosha, WI 53142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Kenosha WI 08/2016 Present
Previous Registrations
  • 2008-01-01 → 2016-08-17
    Wells Fargo Clearing Services, Llc
    Kenosha, WI
    Lake Geneva, WI
  • 2001-12-04 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lake Forest, IL
    Elkhorn, WI
    St. Louis, MO
    Lake Forest, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-29
S63 Uniform Securities Agent State Law Examination 1996-03-22
  • S66 Uniform Combined State Law Examination
    2001-11-29
  • S63 Uniform Securities Agent State Law Examination
    1996-03-22
Designations
Other Names
  • William T Sparks
  • William T Sparks

View on SEC IAPD

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HARBOUR INVESTMENTS, INC.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Peter Alan Cole
Teresa Ellen Chadha
Jeffrey Carl Perry
Kyle Kibar
STEVEN RAY PADDOCK
JOSHUA ALAN ZOERNER
STEFANIE ANN THEUER
ROBERT SCOTT FLEMING

Other Offices

J.P. MORGAN SECURITIES LLC · KENOSHA, WI
U.S. BANCORP ADVISORS, LLC · Kenosha, WI
EDWARD JONES · KENOSHA, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Kenosha, WI
HARBOUR INVESTMENTS, INC. · Kenosha, WI
LPL FINANCIAL LLC · KENOSHA, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Kenosha, WI
EQUITABLE ADVISORS, LLC · KENOSHA, WI

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