William T. Sparks

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Raymond James & Associates, Inc.
  Kenosha, WI

Previous Registrations

• 2008-01-01 → 2016-08-17
  Wells Fargo Clearing Services, Llc
  Kenosha, WI
  Lake Geneva, WI
• 2001-12-04 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lake Forest, IL
  Elkhorn, WI
  St. Louis, MO
  Lake Forest, IL

Exams

• S66 Uniform Combined State Law Examination
  2001-11-29
• S63 Uniform Securities Agent State Law Examination
  1996-03-22

Designations

• Certified Financial Planner

Other Names

• William T Sparks
• William T Sparks