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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | Present |
AMAZON, NOT INVT RELATED, SEATTLE, WA, MARKETING AFFILIATE, START DATE 3/1/2023, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LINKING PRODUCTS TO AMAZON WEBSITE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-19 |
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