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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
GA RA APPROVED 2018-04-03
SC RA APPROVED 2010-04-12
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • GA RA
    APPROVED
    Since 2018-04-03
  • SC RA
    APPROVED
    Since 2010-04-12

Branch Locations

933 Broad St, Augusta, GA 30901 • United States

7310 N Lake Dr, Columbus, GA 31909 • United States

3920 Arkwright Rd, Macon, GA 31210 • United States

1301 Gervais St, Columbia, SC 29201 • United States

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

Elgin, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 11/2005 Present
Other Businesses

I*120446For profit or not for profit: Non-Profit OrganizationName of outside business organization: Leukemia and Lymphoma SocietyInvestment related: NoAddress of business: Columbia, South Carolina 29210Nature of business: Charitable Organization,Position, title, association: Committee MemberStart date of relationship: 2/1/2019Number of hours devoted: 2 hours MonthlyNumber of hours devoted during trading hours: 0Duties: Executive Committee for Light the Night fundraiser I*122563For profit or not for profit: For-Profit OrganizationName of outside business organization: Navigator Charter ServiceInvestment related: NoAddress of business: Elgin, South Carolina 29045Nature of business: LLCPosition, title, association: Family HeldStart date of relationship: 1/1/2020Number of hours devoted: 4 hours MonthlyNumber of hours devoted during trading hours: 0Duties: My husband is a licensed charter captain and will be starting a charter service on Lake Marion in SC. I will be handling all of the administrative responsibilities for the business. I*2427280, Entity Type: Fiduciary Role Name of OBA: W. L. Y., Sr., Address: North Charleston, South Carolina, 29406, Investment Related: No, Position, Title, Association: Power of Attorney, Employee Start Date: 4/29/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney for parents I*3760270, Entity Type: , Name of OBA: MLPF& S CUST FPO W L Y SR IRA, Address: North Charleston, South Carolina, 29406, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/12/2026, No Hours: 5 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-09
  • S66 Uniform Combined State Law Examination
    2010-04-09
Other Names
  • Susan Yaeger Carroll
  • Susan Yaeger Ezzell
  • Susan Yaeger Webb

View on SEC IAPD

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