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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-25 |
| GA | RA | APPROVED | 2018-04-03 |
| SC | RA | APPROVED | 2010-04-12 |
Branch Locations
933 Broad St, Augusta, GA 30901 • United States
7310 N Lake Dr, Columbus, GA 31909 • United States
3920 Arkwright Rd, Macon, GA 31210 • United States
1301 Gervais St, Columbia, SC 29201 • United States
3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States
Elgin, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 11/2005 | Present |
I*120446For profit or not for profit: Non-Profit OrganizationName of outside business organization: Leukemia and Lymphoma SocietyInvestment related: NoAddress of business: Columbia, South Carolina 29210Nature of business: Charitable Organization,Position, title, association: Committee MemberStart date of relationship: 2/1/2019Number of hours devoted: 2 hours MonthlyNumber of hours devoted during trading hours: 0Duties: Executive Committee for Light the Night fundraiser I*122563For profit or not for profit: For-Profit OrganizationName of outside business organization: Navigator Charter ServiceInvestment related: NoAddress of business: Elgin, South Carolina 29045Nature of business: LLCPosition, title, association: Family HeldStart date of relationship: 1/1/2020Number of hours devoted: 4 hours MonthlyNumber of hours devoted during trading hours: 0Duties: My husband is a licensed charter captain and will be starting a charter service on Lake Marion in SC. I will be handling all of the administrative responsibilities for the business. I*2427280, Entity Type: Fiduciary Role Name of OBA: W. L. Y., Sr., Address: North Charleston, South Carolina, 29406, Investment Related: No, Position, Title, Association: Power of Attorney, Employee Start Date: 4/29/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney for parents I*3760270, Entity Type: , Name of OBA: MLPF& S CUST FPO W L Y SR IRA, Address: North Charleston, South Carolina, 29406, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/12/2026, No Hours: 5 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-09 |
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