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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-01 |
Branch Locations
30 Liberty Blvd Suite 200, Malvern, PA 19355 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2007 | 08/2017 |
| Villanova Financial Services, Inc | Paoli | PA | 08/2007 | 08/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2017 | 06/2021 |
| Hoover Financial Advisors | Malvern | PA | 10/2017 | 06/2021 |
| Lpl Financial, Llc | Malvern | PA | 07/2021 | 06/2025 |
| Wealth Enhancement Advisory Services, Llc | Plymouth | MN | 07/2021 | Present |
| Wealth Enhancement Group | Plymouth | MN | 07/2021 | Present |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 07/2021 | Present |
1. 7/13/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 6/30 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. 2. 12/13/2021 - Texadelphia - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 04/22/2013 - 8 Hours Per Month/0 Hours During Securities Trading - I am President and owner. I use the company to help veterans and their families get employment, grow their businesses and raise funding. 3) 02/26/2025 - Delco Dreams LLC - Investment Related - Real Estate Rental - Naples FL - Start Date: 04/10/2024 - 5 Hrs/Mth - 0 Hrs During Trading. 4) Wealth Enhancement Group - Non-Investment Related - Malvern, PA - Fixed Insurance - SVP - Start Date: 01/2025 - 3 Hours Spent Per Month, 1 Hour Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-08 |
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