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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-01
  • PA RA
    APPROVED
    Since 2021-07-01

Branch Locations

30 Liberty Blvd Suite 200, Malvern, PA 19355 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2007 08/2017
Villanova Financial Services, Inc Paoli PA 08/2007 08/2017
Purshe Kaplan Sterling Investments Albany NY 09/2017 06/2021
Hoover Financial Advisors Malvern PA 10/2017 06/2021
Lpl Financial, Llc Malvern PA 07/2021 06/2025
Wealth Enhancement Advisory Services, Llc Plymouth MN 07/2021 Present
Wealth Enhancement Group Plymouth MN 07/2021 Present
Wealth Enhancement Brokerage Services Plymouth MN 07/2021 Present
  • 07/2007 → 08/2017
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2007 → 08/2017
    Villanova Financial Services, Inc
    Paoli, PA
  • 09/2017 → 06/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2017 → 06/2021
    Hoover Financial Advisors
    Malvern, PA
  • 07/2021 → 06/2025
    Lpl Financial, Llc
    Malvern, PA
  • 07/2021 → Present
    Plymouth, MN
  • 07/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 07/2021 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
  • 2017-10-10 → 2021-07-08
    Hoover Financial Advisors, Inc.
    Malvern, PA
  • 2007-08-09 → 2017-09-29
    Villanova Financial Services, Inc.
    Malvern, PA
  • 2002-07-30 → 2007-07-26
    Bala Cynwyd, PA
    Paoli, PA
    Bala Cynwyd, PA
Other Businesses

1. 7/13/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 6/30 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. 2. 12/13/2021 - Texadelphia - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 04/22/2013 - 8 Hours Per Month/0 Hours During Securities Trading - I am President and owner. I use the company to help veterans and their families get employment, grow their businesses and raise funding. 3) 02/26/2025 - Delco Dreams LLC - Investment Related - Real Estate Rental - Naples FL - Start Date: 04/10/2024 - 5 Hrs/Mth - 0 Hrs During Trading. 4) Wealth Enhancement Group - Non-Investment Related - Malvern, PA - Fixed Insurance - SVP - Start Date: 01/2025 - 3 Hours Spent Per Month, 1 Hour Spent During Trading Hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-15
S63 Uniform Securities Agent State Law Examination 1996-03-08
  • S65 Uniform Investment Adviser Law Examination
    1996-03-15
  • S63 Uniform Securities Agent State Law Examination
    1996-03-08
Designations
Other Names
  • William B Mullin
  • Will Mullin

View on SEC IAPD

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