Charles Alan Hand

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → Present
  Stonex Securities Inc
  Birmingham, AL
• 06/2016 → Present
  Stonex Advisors Inc
  Birmingham, AL

Previous Registrations

• 2010-11-18 → 2016-06-30
  Intl Advisory Consultants Inc.
  Gardendale, AL
  Birmingham, AL
• 2007-10-22 → 2010-07-13
  Wells Fargo Clearing Services, Llc
  Vestavia, AL
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL
• 2003-09-25 → 2007-10-22
  Colonial Asset Management Inc
  Montgomery, AL
  Jasper, AL
• 2001-04-17 → 2002-08-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL

Other Businesses

1) Hand Wealth Management - 1 Perimeter Park South, Suite 400S, Birmingham, Al 35243 Nature of Business: Hand Wealth Management; President. Company operates as a d/b/a for SA Stone to help build brand recognition and promote the independent business of the Financial Advisor. May offer other services as well, in which case there may be compensation related to these non-securities activities. Dedicates approximately 40 hours per week to this activity, mostly during financial market hours. Investment Services related. Investment Related: Yes Business Position: President Business Duties: Hand Wealth Management; President. Company operates as a d/b/a for SA Stone to help build brand recognition and promote the independent business of the Financial Advisor. May offer other services as well, in which case there may be compensation related to these non-securities activities. Dedicates approximately 40 hours per week to this activity, mostly during financial market hours. Investment Services related. Business Start Date: 07/01/2010 Approximately 40 hours spent on this OBA monthly, with 40 hours spent during market hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-02

Other Names

• Charles A Hand