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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| VA | RA | APPROVED | 2014-06-06 |
Branch Locations
129 Campbell Ave Se Ste 202, Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Roanoke | VA | 06/2014 | Present |
(1) 04/09/2015: GUIDANT INVESTMENT GROUP, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/01/2014 - 100% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-30 |
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