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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-29
  • TN RA
    APPROVED
    Since 2023-06-29

Branch Locations

3146 Hwy 126, Blountville, TN 37617 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Blountville TN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Blountville, TN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3146 HWY 126; BLOUNTVILLE; TN; 37617; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 4/22/2013; 1; 1; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:BILL CARR TAX PREPARATION; No; 3146 HWY 126; BLOUNTVILLE; TN; 37617; TAX PREPARATION; OWNER; 6/1/2013; 5; 0; PREPARE TAX RETURNS|NAME OF ENTITY:CHARLES CARR-RENTAL SPACE; No; 3146 HWY 126; BLOUNTVILLE; TN; 37617; RENTAL PROPERTY; OWNER; 1/1/2013; 1; 0; MAINTAIN PROPERTY|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-18
  • S63 Uniform Securities Agent State Law Examination
    1996-01-18
Designations
Other Names
  • Bill Carr

View on SEC IAPD

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