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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Blountville | TN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3146 HWY 126; BLOUNTVILLE; TN; 37617; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 4/22/2013; 1; 1; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:BILL CARR TAX PREPARATION; No; 3146 HWY 126; BLOUNTVILLE; TN; 37617; TAX PREPARATION; OWNER; 6/1/2013; 5; 0; PREPARE TAX RETURNS|NAME OF ENTITY:CHARLES CARR-RENTAL SPACE; No; 3146 HWY 126; BLOUNTVILLE; TN; 37617; RENTAL PROPERTY; OWNER; 1/1/2013; 1; 0; MAINTAIN PROPERTY|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-18 |
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