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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-30
MN RA APPROVED 2026-07-24
MA RA APPROVED 2026-07-15
GA RA APPROVED 2023-11-06
AR RA APPROVED 2023-01-24
CA RA APPROVED 2022-07-29
TN RA APPROVED 2019-01-14
MS RA APPROVED 2019-01-02
MO RA APPROVED 2019-01-02
NC RA APPROVED 2019-01-02
SC RA APPROVED 2019-01-02
TX RA APPROVED 2019-01-02
VA RA APPROVED 2019-01-02
FL RA APPROVED 2018-05-08
  • AZ RA
    APPROVED
    Since 2026-07-30
  • MN RA
    APPROVED
    Since 2026-07-24
  • MA RA
    APPROVED
    Since 2026-07-15
  • GA RA
    APPROVED
    Since 2023-11-06
  • AR RA
    APPROVED
    Since 2023-01-24
  • CA RA
    APPROVED
    Since 2022-07-29
  • TN RA
    APPROVED
    Since 2019-01-14
  • MS RA
    APPROVED
    Since 2019-01-02
  • MO RA
    APPROVED
    Since 2019-01-02
  • NC RA
    APPROVED
    Since 2019-01-02
  • SC RA
    APPROVED
    Since 2019-01-02
  • TX RA
    APPROVED
    Since 2019-01-02
  • VA RA
    APPROVED
    Since 2019-01-02
  • FL RA
    APPROVED
    Since 2018-05-08

Branch Locations

1810 Highway 394, Blountville, TN 37617 • United States

One Financial Way, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O. N. Equity Sales Company Cincinnati OH 08/2013 Present
The On Investment Management Company Cincinnati OH 08/2013 Present
Ohio National Financial Services Cincinnati OH 08/2013 Present
  • 08/2013 → Present
    The O. N. Equity Sales Company
    Cincinnati, OH
  • 08/2013 → Present
    The On Investment Management Company
    Cincinnati, OH
  • 08/2013 → Present
    Ohio National Financial Services
    Cincinnati, OH
Previous Registrations
  • 2013-08-27 → 2018-12-31
    Bristol, TN
    Cincinnati, OH
  • 2008-01-17 → 2013-09-06
    Gaam Wealth Advisors, Inc.
    Kingsport, TN
  • 2011-06-02 → 2013-07-16
    Kingsport, TN
    Abingdon, VA
    Tempe, AZ
    Bristol, TN
    Kingsport, TN
  • 2004-01-28 → 2007-07-06
    Osaic Fs, Inc.
    Memphis, TN
    Memphis, TN
Other Businesses

1)MICHAEL BIRD; NOT INVESTMENT RELATED; 1810 Highway, Blountville, TN 37617; INSURANCE SALES; AGENT; START DATE 08/13/2013; HOURS/MONTH 130; HOURS/TRADING 130; SELLING LIFE,HEALTH,DISABILITY, EIA'S & LTC; 2) BIRD TAX PREPARATION; NOT INVESTMENT RELATED;314 SHAWNEE DRIVE JOHNSON CITY TN 37607; TAX PREPARATION; PRINCIPAL; 04/06/2016-PRESENT; 10 HOURS/MONTH; 0 HOURS/TRADING; INPUT DATA AND GENERATE TAX RETURNS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-24
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24
Designations

View on SEC IAPD

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