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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-14
  • TX RA
    APPROVED_RES
    Since 2020-04-14

Branch Locations

1000 Sw Broadway Ste 2200, Portland, OR 97205-3074 • United States

Happy Valley, OR • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Milwaukie OR 04/1999 04/2020
Ameriprise Financial Services Inc Portland OR 04/2020 04/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 03/2020
Ameriprise Financial Services, Llc. Portland OR 04/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1 PEPPERMILL CIRCLE, , SUNRIVER, OR, 97707; Not Investment-Related; 05/29/2024.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-14
  • S63 Uniform Securities Agent State Law Examination
    1997-11-14

View on SEC IAPD

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