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William Alton Dolly

Leigh Baldwin & Co., LLC

Cazenovia, NY

CRD 2702063

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Employer firm

Leigh Baldwin & Co., LLC CRD 38751

$291M regulatory AUM 687 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Leigh Baldwin & Co., Llc

112 Albany Street, Cazenovia, NY 13035 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-17
VA RA APPROVED 2025-04-17
IL RA APPROVED 2025-04-16
CT RA APPROVED 2022-06-21
NY RA APPROVED 2021-02-23
  • FL RA
    APPROVED
    Since 2025-04-17
  • VA RA
    APPROVED
    Since 2025-04-17
  • IL RA
    APPROVED
    Since 2025-04-16
  • CT RA
    APPROVED
    Since 2022-06-21
  • NY RA
    APPROVED
    Since 2021-02-23

Branch Locations

112 Albany Street, Cazenovia, NY 13035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., Llc Cazenovia NY 06/1995 Present
Other Businesses

7/2025: Fixed Life insurance sales; non-investment related; no ownership; 3 hrs/ week, less than 1 during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-23
S63 Uniform Securities Agent State Law Examination 1996-04-24
  • S65 Uniform Investment Adviser Law Examination
    2013-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-04-24

View on SEC IAPD

Nearby Firms

LPL ENTERPRISE, LLC
MML INVESTORS SERVICES, LLC
DARK HORSE WEALTH LLC

Nearby Investors

DANIEL ALFRED PARKIN
LEIGH DOUGLAS BALDWIN
MICHAEL ALVIN WOLTMAN

Nearby Offices

LPL ENTERPRISE, LLC · CAZENOVIA, NY
MML INVESTORS SERVICES, LLC · Cazenovia, NY
DARK HORSE WEALTH LLC · CAZENOVIA, NY

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