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112 Albany Street, Cazenovia, NY 13035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-17 |
| VA | RA | APPROVED | 2022-06-21 |
| NY | RA | APPROVED | 2021-07-26 |
| PA | RA | APPROVED | 2021-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 08/1995 | Present |
1/2000: Fixed Insurance licensed as needed; non investment related; no ownership. 1/2016: HAMILTON EMERALD ASSOCIATION; NON PROFIT BOARD, INVESTMENT RELATED, NO OWNERSHIP, 2 HRS/MONTH 1/2016: SAINT JAMES FINANCE COMMITTEE; CHURCH; 1 HR/MONTH, NO OWNERSHIP; INVESTMENT RELATED. 5/2021: Treasurer Cazenovia Tennis Club; 4 hrs/month, 0 during market hours; no ownership; non investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-01 |
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