Best Investors Account Sign in
Current Employers
Leigh Baldwin & Co., Llc

112 Albany Street, Cazenovia, NY 13035 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-18
MA RA APPROVED 2022-07-07
TX RA APPROVED_RES 2022-06-23
PA RA APPROVED 2022-06-22
CT RA APPROVED 2022-06-21
NY RA APPROVED 2021-02-23
  • FL RA
    APPROVED
    Since 2024-04-18
  • MA RA
    APPROVED
    Since 2022-07-07
  • TX RA
    APPROVED_RES
    Since 2022-06-23
  • PA RA
    APPROVED
    Since 2022-06-22
  • CT RA
    APPROVED
    Since 2022-06-21
  • NY RA
    APPROVED
    Since 2021-02-23

Branch Locations

112 Albany Street, Cazenovia, NY 13035-0660 • UNITED STATES

Moravia, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., Llc Cazenovia NY 02/2005 Present
Other Businesses

02/2005: FIXED ANNUITIES AND LIFE INSURANCE, LTC; 2 HRS/WEEK DURING MARKET HOURS; NO OWNERSHIP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-04
S63 Uniform Securities Agent State Law Examination 1997-11-07
  • S65 Uniform Investment Adviser Law Examination
    2009-09-04
  • S63 Uniform Securities Agent State Law Examination
    1997-11-07
Other Names
  • Amy M Klock
  • Amy Ward Klock
  • Amy Marie Ward

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cazenovia, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor