Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-08-24
  • TX RA
    APPROVED
    Since 1998-08-24

Branch Locations

6400 Manchaca, Austin, TX 78745 • United States

8715 W Parmer Ln, Austin, TX 78729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Austin TX 08/1998 Present
Other Businesses

1. 12/11/2000: NON-VARIABLE INSURANCE - INSURANCE SALES - TIME SPENT 5% - AUSTIN, TX. 2. 8/14/2012: DBA ONLY - ALTERNATIVE FINANCIAL SERVICES - TIME SPENT 100% - AUSTIN, TX. 3. 10/10/2024 - UHCU Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/08/2024 - 180 Hours Per Month/ 100 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-15
  • S63 Uniform Securities Agent State Law Examination
    1996-02-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor