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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1998-08-24 |
Branch Locations
6400 Manchaca, Austin, TX 78745 • United States
8715 W Parmer Ln, Austin, TX 78729 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Austin | TX | 08/1998 | Present |
1. 12/11/2000: NON-VARIABLE INSURANCE - INSURANCE SALES - TIME SPENT 5% - AUSTIN, TX. 2. 8/14/2012: DBA ONLY - ALTERNATIVE FINANCIAL SERVICES - TIME SPENT 100% - AUSTIN, TX. 3. 10/10/2024 - UHCU Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/08/2024 - 180 Hours Per Month/ 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-15 |
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